Phyllis spent her career at the FDIC, maintaining primary oversight responsibility for the consumer protection examination program in the Atlanta Region. She has supervised the resolution of numerous complex and unique compliance, fair lending, and CRA matters, including fair lending issues at mortgage subsidiaries, CRA protests, and unfair and deceptive practices. Until 2024, Phyllis served […]
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In her career at the FDIC, Lisa specialized in operational risk, cybersecurity, anti-money laundering/countering the financing of terrorism (AML/CFT) compliance, information technology, and financial institution resilience. Throughout her career at the FDIC’s Division of Risk Management Supervision, Lisa navigated three major crises: the savings and loan crisis of the 1990s, the Great Recession (2008-2013), and […]
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Joel has consulted extensively to the financial services industry; provided expert testimony in complex litigations; served as an NASD arbitrator; worked on the trading desks of top-tier banks; managed money at a large insurance company; and taught economics at the graduate level. Joel has assisted companies with reviewing and analyzing financial market activities, practices, and […]
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Over the course of his career, Rick has designed and implemented start-up compliance programs for several multi-national corporations. His body of work includes creating ethics and compliance programs, whistleblower systems, regulatory compliance programs, enterprise risk management systems, corporate governance systems, training and awareness programs, and education for boards of directors and executives on governance, risk […]
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James may be the only senior official to have served the FDIC through the bank and thrift crisis of the 1980s and 1990s, the Great Recession’s financial and banking crisis of 2008 to 2013, and the pandemic of 2020. He is a recognized expert on crisis management, credit risk assessments, liquidity strategies, operational risks, bank […]
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In the financial world, Alan was the founder and Chairman of 1st Century Bank, now a division of MidFirst Bank, for which he currently serves as Chairman for its Southern California market. Previously, he cofounded another very successful independent financial institution, First Los Angeles Bank. Alan has served as counsel and board member for several […]
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Marilú served as the Chief Compliance Officer for the leading Hispanic banking institution in the United States, supervised by the Federal Reserve Bank of New York. Marilú is an industry authority with extensive experience evaluating BSA/AML, USA Patriot Act, and Office of Foreign Asset Control compliance programs as well as consumer and financial compliance.
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Ed has worked with global, national and regional banks, insurers, asset managers, financial infrastructure and specialized finance companies. Prior to joining Secura/Isaac Group, Ed spent more than 30 years leading risk and regulatory practices and large-scale projects as a Deloitte Advisory Senior Partner in New York City, serving Deloitte’s most important clients, among them 7 […]
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During his career, Larry has been a leader at organizations ranging from large banks to FinTech start-ups where he was adept at identifying issues, partnering to develop options, and implementing collaborative solutions. That approach resulted in the design of industry-leading processes and tools that help transform the identification and mitigation of risk, improve organizational business […]
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Mitchell Glassman is a strategic regulatory and financial advisor who served in the Federal Deposit Insurance Corporation (FDIC)’s Division of Resolutions for 40 years, heading the Division for his last ten years at the FDIC. He provided leadership over the management and staffing to handle complex portfolios of more than $45 billion in assets, subsidiaries, […]
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